Private sector risk and compliance advice

  • Private sector institutions, from banks and casinos to fintech and professional firms, are increasingly impacted by the evolving FATF Standards and national AML/CFT regulations. As jurisdictions strengthen their legal frameworks and enforcement, expectations have risen for the private sector’s risk understanding and compliance practices.
  • Recent evaluations show that weaknesses in preventive measures and private-sector implementation of FATF Standards continue to impede overall effectiveness. The private sector is facing heightened obligations and heightened scrutiny.
  • New FATF requirements for sectors like VASPs and stricter supervision of designated non-financial businesses and professions (DNFBPs) mean that the private sector must proactively adapt or face potential regulatory or criminal penalties. Supervisors worldwide are focusing on previously under-regulated “gatekeeper” professions (including lawyers, accountants, and trust and company service providers), and on emerging risks such as virtual assets.
  • In many jurisdictions, companies can face criminal or administrative liability for offences such as ML, TF and corruption. This makes strong internal oversight and effective governance by owners and senior management critical. A robust, well-implemented compliance programme with clear internal controls not only reduces the risk of breaches but, in some jurisdictions, can even serve as a defence, demonstrating that the company took genuine steps to prevent wrongdoing.

About this service

  • Advising institutions on how current and upcoming FATF requirements will apply within their jurisdiction(s), including multi-jurisdiction operations, and helping clients map out compliance strategies.
  • Developing tailored ML/TF risk assessments for banks, DNFBPs, VASPs and other obliged entities, to identify vulnerabilities and prioritise mitigation measures in line with a risk-based approach.
  • Assisting clients with the design of AML/CFT/CPF compliance and remediation programmes, from customer due diligence and transaction monitoring to governance, training, and audit mechanisms designed to meet international best practice and protect against corporate liability.
  • Guiding clients on the interplay between AML/CFT standards and other regulatory regimes (e.g. tax transparency, anti-corruption, data protection), ensuring a holistic approach to compliance and risk management.
Prevention
0 %

The global average effectiveness of preventive measures and suspicious transaction reporting in 2024 (down from 24% in 2021) – Basel AML Index.

Number of DNFBPs
0

The maximum expected increase in the number of DNFBPs registering as reporting entities in Australia in 2025/2026.

ML/TF risk level
0

The Basel AML Index ML/TF risk level in 2023 (1 to 10 scale), reflecting corruption, transparency issues, and weak private-sector controls.

Our Experts in Action

Meet the team leading this service

Kamal Abou El Nasr

Associate Expert
Risk, Supervision and Financial Intelligence

Ian Matthews

Associate Expert
Risk, Supervision, Beneficial Ownership

Julian Lamb

Associate Expert
Registries, Beneficial Ownership and Risk

Connect with Monere Global today

Find out how we can help your organisation or jurisdiction navigate complex AML/CFT challenges and build robust, effective defences against financial crime.